/ src / node / mini_miner.cpp
mini_miner.cpp
  1  // Copyright (c) 2023-present The Bitcoin Core developers
  2  // Distributed under the MIT software license, see the accompanying
  3  // file COPYING or http://www.opensource.org/licenses/mit-license.php.
  4  
  5  #include <node/mini_miner.h>
  6  
  7  #include <boost/multi_index/detail/hash_index_iterator.hpp>
  8  #include <boost/operators.hpp>
  9  #include <consensus/amount.h>
 10  #include <policy/feerate.h>
 11  #include <primitives/transaction.h>
 12  #include <sync.h>
 13  #include <txmempool.h>
 14  #include <uint256.h>
 15  #include <util/check.h>
 16  
 17  #include <algorithm>
 18  #include <numeric>
 19  #include <ranges>
 20  #include <utility>
 21  
 22  namespace node {
 23  
 24  MiniMiner::MiniMiner(const CTxMemPool& mempool, const std::vector<COutPoint>& outpoints)
 25  {
 26      LOCK(mempool.cs);
 27      // Find which outpoints to calculate bump fees for.
 28      // Anything that's spent by the mempool is to-be-replaced
 29      // Anything otherwise unavailable just has a bump fee of 0
 30      for (const auto& outpoint : outpoints) {
 31          if (!mempool.exists(outpoint.hash)) {
 32              // This UTXO is either confirmed or not yet submitted to mempool.
 33              // If it's confirmed, no bump fee is required.
 34              // If it's not yet submitted, we have no information, so return 0.
 35              m_bump_fees.emplace(outpoint, 0);
 36              continue;
 37          }
 38  
 39          // UXTO is created by transaction in mempool, add to map.
 40          // Note: This will either create a missing entry or add the outpoint to an existing entry
 41          m_requested_outpoints_by_txid[outpoint.hash].push_back(outpoint);
 42  
 43          if (const auto ptx{mempool.GetConflictTx(outpoint)}) {
 44              // This outpoint is already being spent by another transaction in the mempool. We
 45              // assume that the caller wants to replace this transaction and its descendants. It
 46              // would be unusual for the transaction to have descendants as the wallet won’t normally
 47              // attempt to replace transactions with descendants. If the outpoint is from a mempool
 48              // transaction, we still need to calculate its ancestors bump fees (added to
 49              // m_requested_outpoints_by_txid below), but after removing the to-be-replaced entries.
 50              //
 51              // Note that the descendants of a transaction include the transaction itself. Also note,
 52              // that this is only calculating bump fees. RBF fee rules should be handled separately.
 53              CTxMemPool::setEntries descendants;
 54              mempool.CalculateDescendants(mempool.GetIter(ptx->GetHash()).value(), descendants);
 55              for (const auto& desc_txiter : descendants) {
 56                  m_to_be_replaced.insert(desc_txiter->GetTx().GetHash());
 57              }
 58          }
 59      }
 60  
 61      // No unconfirmed UTXOs, so nothing mempool-related needs to be calculated.
 62      if (m_requested_outpoints_by_txid.empty()) return;
 63  
 64      // Calculate the cluster and construct the entry map.
 65      auto txids_needed{m_requested_outpoints_by_txid | std::views::keys};
 66      const auto cluster = mempool.GatherClusters({txids_needed.begin(), txids_needed.end()});
 67      if (cluster.empty()) {
 68          // An empty cluster means that at least one of the transactions is missing from the mempool
 69          // (should not be possible given processing above) or DoS limit was hit.
 70          m_ready_to_calculate = false;
 71          return;
 72      }
 73  
 74      // Add every entry to m_entries_by_txid and m_entries, except the ones that will be replaced.
 75      for (const auto& txiter : cluster) {
 76          if (!m_to_be_replaced.contains(txiter->GetTx().GetHash())) {
 77              auto [ancestor_count, ancestor_size, ancestor_fee] = mempool.CalculateAncestorData(*txiter);
 78              auto [mapiter, success] = m_entries_by_txid.emplace(txiter->GetTx().GetHash(),
 79                  MiniMinerMempoolEntry{/*tx_in=*/txiter->GetSharedTx(),
 80                                        /*vsize_self=*/txiter->GetTxSize(),
 81                                        /*vsize_ancestor=*/int64_t(ancestor_size),
 82                                        /*fee_self=*/txiter->GetModifiedFee(),
 83                                        /*fee_ancestor=*/ancestor_fee});
 84              m_entries.push_back(mapiter);
 85          } else {
 86              auto outpoints_it = m_requested_outpoints_by_txid.find(txiter->GetTx().GetHash());
 87              if (outpoints_it != m_requested_outpoints_by_txid.end()) {
 88                  // This UTXO is the output of a to-be-replaced transaction. Bump fee is 0; spending
 89                  // this UTXO is impossible as it will no longer exist after the replacement.
 90                  for (const auto& outpoint : outpoints_it->second) {
 91                      m_bump_fees.emplace(outpoint, 0);
 92                  }
 93                  m_requested_outpoints_by_txid.erase(outpoints_it);
 94              }
 95          }
 96      }
 97  
 98      // Build the m_descendant_set_by_txid cache.
 99      for (const auto& txiter : cluster) {
100          const auto& txid = txiter->GetTx().GetHash();
101          // Cache descendants for future use. Unlike the real mempool, a descendant MiniMinerMempoolEntry
102          // will not exist without its ancestor MiniMinerMempoolEntry, so these sets won't be invalidated.
103          std::vector<MockEntryMap::iterator> cached_descendants;
104          const bool remove{m_to_be_replaced.contains(txid)};
105          CTxMemPool::setEntries descendants;
106          mempool.CalculateDescendants(txiter, descendants);
107          Assume(descendants.contains(txiter));
108          for (const auto& desc_txiter : descendants) {
109              const auto txid_desc = desc_txiter->GetTx().GetHash();
110              const bool remove_desc{m_to_be_replaced.contains(txid_desc)};
111              auto desc_it{m_entries_by_txid.find(txid_desc)};
112              Assume((desc_it == m_entries_by_txid.end()) == remove_desc);
113              if (remove) Assume(remove_desc);
114              // It's possible that remove=false but remove_desc=true.
115              if (!remove && !remove_desc) {
116                  cached_descendants.push_back(desc_it);
117              }
118          }
119          if (remove) {
120              Assume(cached_descendants.empty());
121          } else {
122              m_descendant_set_by_txid.emplace(txid, cached_descendants);
123          }
124      }
125  
126      // Release the mempool lock; we now have all the information we need for a subset of the entries
127      // we care about. We will solely operate on the MiniMinerMempoolEntry map from now on.
128      Assume(m_in_block.empty());
129      Assume(m_requested_outpoints_by_txid.size() <= outpoints.size());
130      SanityCheck();
131  }
132  
133  MiniMiner::MiniMiner(const std::vector<MiniMinerMempoolEntry>& manual_entries,
134                       const std::map<Txid, std::set<Txid>>& descendant_caches)
135  {
136      for (const auto& entry : manual_entries) {
137          const auto& txid = entry.GetTx().GetHash();
138          // We need to know the descendant set of every transaction.
139          if (!Assume(descendant_caches.contains(txid))) {
140              m_ready_to_calculate = false;
141              return;
142          }
143          // Just forward these args onto MiniMinerMempoolEntry
144          auto [mapiter, success] = m_entries_by_txid.emplace(txid, entry);
145          // Txids must be unique; this txid shouldn't already be an entry in m_entries_by_txid
146          if (Assume(success)) m_entries.push_back(mapiter);
147      }
148      // Descendant cache is already built, but we need to translate them to m_entries_by_txid iters.
149      for (const auto& [txid, desc_txids] : descendant_caches) {
150          // Descendant cache should include at least the tx itself.
151          if (!Assume(!desc_txids.empty())) {
152              m_ready_to_calculate = false;
153              return;
154          }
155          std::vector<MockEntryMap::iterator> descendants;
156          for (const auto& desc_txid : desc_txids) {
157              auto desc_it{m_entries_by_txid.find(desc_txid)};
158              // Descendants should only include transactions with corresponding entries.
159              if (!Assume(desc_it != m_entries_by_txid.end())) {
160                  m_ready_to_calculate = false;
161                  return;
162              } else {
163                  descendants.emplace_back(desc_it);
164              }
165          }
166          m_descendant_set_by_txid.emplace(txid, descendants);
167      }
168      Assume(m_to_be_replaced.empty());
169      Assume(m_requested_outpoints_by_txid.empty());
170      Assume(m_bump_fees.empty());
171      Assume(m_inclusion_order.empty());
172      SanityCheck();
173  }
174  
175  // Compare by min(ancestor feerate, individual feerate), then txid
176  //
177  // Under the ancestor-based mining approach, high-feerate children can pay for parents, but high-feerate
178  // parents do not incentive inclusion of their children. Therefore the mining algorithm only considers
179  // transactions for inclusion on basis of the minimum of their own feerate or their ancestor feerate.
180  struct AncestorFeerateComparator
181  {
182      template<typename I>
183      bool operator()(const I& a, const I& b) const {
184          auto min_feerate = [](const MiniMinerMempoolEntry& e) -> FeeFrac {
185              FeeFrac self_feerate(e.GetModifiedFee(), e.GetTxSize());
186              FeeFrac ancestor_feerate(e.GetModFeesWithAncestors(), e.GetSizeWithAncestors());
187              return std::min<ByRatioNegSize<FeeFrac>>(ancestor_feerate, self_feerate);
188          };
189          FeeFrac a_feerate{min_feerate(a->second)};
190          FeeFrac b_feerate{min_feerate(b->second)};
191          if (a_feerate != b_feerate) {
192              return ByRatioNegSize{a_feerate} > ByRatioNegSize{b_feerate};
193          }
194          // Use txid as tiebreaker for stable sorting
195          return a->first < b->first;
196      }
197  };
198  
199  void MiniMiner::DeleteAncestorPackage(const std::set<MockEntryMap::iterator, IteratorComparator>& ancestors)
200  {
201      Assume(ancestors.size() >= 1);
202      // "Mine" all transactions in this ancestor set.
203      for (auto& anc : ancestors) {
204          Assume(!m_in_block.contains(anc->first));
205          m_in_block.insert(anc->first);
206          m_total_fees += anc->second.GetModifiedFee();
207          m_total_vsize += anc->second.GetTxSize();
208          auto it = m_descendant_set_by_txid.find(anc->first);
209          // Each entry’s descendant set includes itself
210          Assume(it != m_descendant_set_by_txid.end());
211          for (auto& descendant : it->second) {
212              // If this fails, we must be double-deducting. Don't check fees because negative is possible.
213              Assume(descendant->second.GetSizeWithAncestors() >= anc->second.GetTxSize());
214              descendant->second.UpdateAncestorState(-anc->second.GetTxSize(), -anc->second.GetModifiedFee());
215          }
216      }
217      // Delete these entries.
218      for (const auto& anc : ancestors) {
219          m_descendant_set_by_txid.erase(anc->first);
220          // The above loop should have deducted each ancestor's size and fees from each of their
221          // respective descendants exactly once.
222          Assume(anc->second.GetModFeesWithAncestors() == 0);
223          Assume(anc->second.GetSizeWithAncestors() == 0);
224          auto vec_it = std::find(m_entries.begin(), m_entries.end(), anc);
225          Assume(vec_it != m_entries.end());
226          m_entries.erase(vec_it);
227          m_entries_by_txid.erase(anc);
228      }
229  }
230  
231  void MiniMiner::SanityCheck() const
232  {
233      // m_entries, m_entries_by_txid, and m_descendant_set_by_txid all same size
234      Assume(m_entries.size() == m_entries_by_txid.size());
235      Assume(m_entries.size() == m_descendant_set_by_txid.size());
236      // Cached ancestor values should be at least as large as the transaction's own size
237      Assume(std::all_of(m_entries.begin(), m_entries.end(), [](const auto& entry) {
238          return entry->second.GetSizeWithAncestors() >= entry->second.GetTxSize();}));
239      // None of the entries should be to-be-replaced transactions
240      Assume(std::all_of(m_to_be_replaced.begin(), m_to_be_replaced.end(),
241          [&](const auto& txid){ return !m_entries_by_txid.contains(txid); }));
242  }
243  
244  void MiniMiner::BuildMockTemplate(std::optional<CFeeRate> target_feerate)
245  {
246      const auto num_txns{m_entries_by_txid.size()};
247      uint32_t sequence_num{0};
248      while (!m_entries_by_txid.empty()) {
249          // Sort again, since transaction removal may change some m_entries' ancestor feerates.
250          std::sort(m_entries.begin(), m_entries.end(), AncestorFeerateComparator());
251  
252          // Pick highest ancestor feerate entry.
253          auto best_iter = m_entries.begin();
254          Assume(best_iter != m_entries.end());
255          const auto ancestor_package_size = (*best_iter)->second.GetSizeWithAncestors();
256          const auto ancestor_package_fee = (*best_iter)->second.GetModFeesWithAncestors();
257          // Stop here. Everything that didn't "make it into the block" has bumpfee.
258          if (target_feerate.has_value() &&
259              ancestor_package_fee < target_feerate->GetFee(ancestor_package_size)) {
260              break;
261          }
262  
263          // Calculate ancestors on the fly. This lookup should be fairly cheap, and ancestor sets
264          // change at every iteration, so this is more efficient than maintaining a cache.
265          std::set<MockEntryMap::iterator, IteratorComparator> ancestors;
266          {
267              std::set<MockEntryMap::iterator, IteratorComparator> to_process;
268              to_process.insert(*best_iter);
269              while (!to_process.empty()) {
270                  auto iter = to_process.begin();
271                  Assume(iter != to_process.end());
272                  ancestors.insert(*iter);
273                  for (const auto& input : (*iter)->second.GetTx().vin) {
274                      if (auto parent_it{m_entries_by_txid.find(input.prevout.hash)}; parent_it != m_entries_by_txid.end()) {
275                          if (!ancestors.contains(parent_it)) {
276                              to_process.insert(parent_it);
277                          }
278                      }
279                  }
280                  to_process.erase(iter);
281              }
282          }
283          // Track the order in which transactions were selected.
284          for (const auto& ancestor : ancestors) {
285              m_inclusion_order.emplace(ancestor->first, sequence_num);
286          }
287          DeleteAncestorPackage(ancestors);
288          SanityCheck();
289          ++sequence_num;
290      }
291      if (!target_feerate.has_value()) {
292          Assume(m_in_block.size() == num_txns);
293      } else {
294          Assume(m_in_block.empty() || m_total_fees >= target_feerate->GetFee(m_total_vsize));
295      }
296      Assume(m_in_block.empty() || sequence_num > 0);
297      Assume(m_in_block.size() == m_inclusion_order.size());
298      // Do not try to continue building the block template with a different feerate.
299      m_ready_to_calculate = false;
300  }
301  
302  
303  std::map<Txid, uint32_t> MiniMiner::Linearize()
304  {
305      BuildMockTemplate(std::nullopt);
306      return m_inclusion_order;
307  }
308  
309  std::map<COutPoint, CAmount> MiniMiner::CalculateBumpFees(const CFeeRate& target_feerate)
310  {
311      if (!m_ready_to_calculate) return {};
312      // Build a block template until the target feerate is hit.
313      BuildMockTemplate(target_feerate);
314  
315      // Each transaction that "made it into the block" has a bumpfee of 0, i.e. they are part of an
316      // ancestor package with at least the target feerate and don't need to be bumped.
317      for (const auto& txid : m_in_block) {
318          // Not all of the block transactions were necessarily requested.
319          auto it = m_requested_outpoints_by_txid.find(txid);
320          if (it != m_requested_outpoints_by_txid.end()) {
321              for (const auto& outpoint : it->second) {
322                  m_bump_fees.emplace(outpoint, 0);
323              }
324              m_requested_outpoints_by_txid.erase(it);
325          }
326      }
327  
328      // A transactions and its ancestors will only be picked into a block when
329      // both the ancestor set feerate and the individual feerate meet the target
330      // feerate.
331      //
332      // We had to convince ourselves that after running the mini miner and
333      // picking all eligible transactions into our MockBlockTemplate, there
334      // could still be transactions remaining that have a lower individual
335      // feerate than their ancestor feerate. So here is an example:
336      //
337      //               ┌─────────────────┐
338      //               │                 │
339      //               │   Grandparent   │
340      //               │    1700 vB      │
341      //               │    1700 sats    │                    Target feerate: 10    s/vB
342      //               │       1 s/vB    │    GP Ancestor Set Feerate (ASFR):  1    s/vB
343      //               │                 │                           P1_ASFR:  9.84 s/vB
344      //               └──────▲───▲──────┘                           P2_ASFR:  2.47 s/vB
345      //                      │   │                                   C_ASFR: 10.27 s/vB
346      // ┌───────────────┐    │   │    ┌──────────────┐
347      // │               ├────┘   └────┤              │             ⇒ C_FR < TFR < C_ASFR
348      // │   Parent 1    │             │   Parent 2   │
349      // │    200 vB     │             │    200 vB    │
350      // │  17000 sats   │             │   3000 sats  │
351      // │     85 s/vB   │             │     15 s/vB  │
352      // │               │             │              │
353      // └───────────▲───┘             └───▲──────────┘
354      //             │                     │
355      //             │    ┌───────────┐    │
356      //             └────┤           ├────┘
357      //                  │   Child   │
358      //                  │  100 vB   │
359      //                  │  900 sats │
360      //                  │    9 s/vB │
361      //                  │           │
362      //                  └───────────┘
363      //
364      // We therefore calculate both the bump fee that is necessary to elevate
365      // the individual transaction to the target feerate:
366      //         target_feerate × tx_size - tx_fees
367      // and the bump fee that is necessary to bump the entire ancestor set to
368      // the target feerate:
369      //         target_feerate × ancestor_set_size - ancestor_set_fees
370      // By picking the maximum from the two, we ensure that a transaction meets
371      // both criteria.
372      for (const auto& [txid, outpoints] : m_requested_outpoints_by_txid) {
373          auto it = m_entries_by_txid.find(txid);
374          Assume(it != m_entries_by_txid.end());
375          if (it != m_entries_by_txid.end()) {
376              Assume(target_feerate.GetFee(it->second.GetSizeWithAncestors()) > std::min(it->second.GetModifiedFee(), it->second.GetModFeesWithAncestors()));
377              CAmount bump_fee_with_ancestors = target_feerate.GetFee(it->second.GetSizeWithAncestors()) - it->second.GetModFeesWithAncestors();
378              CAmount bump_fee_individual = target_feerate.GetFee(it->second.GetTxSize()) - it->second.GetModifiedFee();
379              const CAmount bump_fee{std::max(bump_fee_with_ancestors, bump_fee_individual)};
380              Assume(bump_fee >= 0);
381              for (const auto& outpoint : outpoints) {
382                  m_bump_fees.emplace(outpoint, bump_fee);
383              }
384          }
385      }
386      return m_bump_fees;
387  }
388  
389  std::optional<CAmount> MiniMiner::CalculateTotalBumpFees(const CFeeRate& target_feerate)
390  {
391      if (!m_ready_to_calculate) return std::nullopt;
392      // Build a block template until the target feerate is hit.
393      BuildMockTemplate(target_feerate);
394  
395      // All remaining ancestors that are not part of m_in_block must be bumped, but no other relatives
396      std::set<MockEntryMap::iterator, IteratorComparator> ancestors;
397      std::set<MockEntryMap::iterator, IteratorComparator> to_process;
398      for (const auto& [txid, outpoints] : m_requested_outpoints_by_txid) {
399          // Skip any ancestors that already have a miner score higher than the target feerate
400          // (already "made it" into the block)
401          if (m_in_block.contains(txid)) continue;
402          auto iter = m_entries_by_txid.find(txid);
403          if (iter == m_entries_by_txid.end()) continue;
404          to_process.insert(iter);
405          ancestors.insert(iter);
406      }
407  
408      std::set<Txid> has_been_processed;
409      while (!to_process.empty()) {
410          auto iter = to_process.begin();
411          const CTransaction& tx = (*iter)->second.GetTx();
412          for (const auto& input : tx.vin) {
413              if (auto parent_it{m_entries_by_txid.find(input.prevout.hash)}; parent_it != m_entries_by_txid.end()) {
414                  if (!has_been_processed.contains(input.prevout.hash)) {
415                      to_process.insert(parent_it);
416                  }
417                  ancestors.insert(parent_it);
418              }
419          }
420          has_been_processed.insert(tx.GetHash());
421          to_process.erase(iter);
422      }
423      const auto ancestor_package_size = std::accumulate(ancestors.cbegin(), ancestors.cend(), int64_t{0},
424          [](int64_t sum, const auto it) {return sum + it->second.GetTxSize();});
425      const auto ancestor_package_fee = std::accumulate(ancestors.cbegin(), ancestors.cend(), CAmount{0},
426          [](CAmount sum, const auto it) {return sum + it->second.GetModifiedFee();});
427      return target_feerate.GetFee(ancestor_package_size) - ancestor_package_fee;
428  }
429  } // namespace node