/ src / node / mini_miner.cpp
mini_miner.cpp
  1  // Copyright (c) 2023 The Bitcoin Core developers
  2  // Distributed under the MIT software license, see the accompanying
  3  // file COPYING or http://www.opensource.org/licenses/mit-license.php.
  4  
  5  #include <node/mini_miner.h>
  6  
  7  #include <boost/multi_index/detail/hash_index_iterator.hpp>
  8  #include <boost/operators.hpp>
  9  #include <consensus/amount.h>
 10  #include <policy/feerate.h>
 11  #include <primitives/transaction.h>
 12  #include <sync.h>
 13  #include <txmempool.h>
 14  #include <uint256.h>
 15  #include <util/check.h>
 16  
 17  #include <algorithm>
 18  #include <numeric>
 19  #include <utility>
 20  
 21  namespace node {
 22  
 23  MiniMiner::MiniMiner(const CTxMemPool& mempool, const std::vector<COutPoint>& outpoints)
 24  {
 25      LOCK(mempool.cs);
 26      // Find which outpoints to calculate bump fees for.
 27      // Anything that's spent by the mempool is to-be-replaced
 28      // Anything otherwise unavailable just has a bump fee of 0
 29      for (const auto& outpoint : outpoints) {
 30          if (!mempool.exists(GenTxid::Txid(outpoint.hash))) {
 31              // This UTXO is either confirmed or not yet submitted to mempool.
 32              // If it's confirmed, no bump fee is required.
 33              // If it's not yet submitted, we have no information, so return 0.
 34              m_bump_fees.emplace(outpoint, 0);
 35              continue;
 36          }
 37  
 38          // UXTO is created by transaction in mempool, add to map.
 39          // Note: This will either create a missing entry or add the outpoint to an existing entry
 40          m_requested_outpoints_by_txid[outpoint.hash].push_back(outpoint);
 41  
 42          if (const auto ptx{mempool.GetConflictTx(outpoint)}) {
 43              // This outpoint is already being spent by another transaction in the mempool. We
 44              // assume that the caller wants to replace this transaction and its descendants. It
 45              // would be unusual for the transaction to have descendants as the wallet won’t normally
 46              // attempt to replace transactions with descendants. If the outpoint is from a mempool
 47              // transaction, we still need to calculate its ancestors bump fees (added to
 48              // m_requested_outpoints_by_txid below), but after removing the to-be-replaced entries.
 49              //
 50              // Note that the descendants of a transaction include the transaction itself. Also note,
 51              // that this is only calculating bump fees. RBF fee rules should be handled separately.
 52              CTxMemPool::setEntries descendants;
 53              mempool.CalculateDescendants(mempool.GetIter(ptx->GetHash()).value(), descendants);
 54              for (const auto& desc_txiter : descendants) {
 55                  m_to_be_replaced.insert(desc_txiter->GetTx().GetHash());
 56              }
 57          }
 58      }
 59  
 60      // No unconfirmed UTXOs, so nothing mempool-related needs to be calculated.
 61      if (m_requested_outpoints_by_txid.empty()) return;
 62  
 63      // Calculate the cluster and construct the entry map.
 64      std::vector<uint256> txids_needed;
 65      txids_needed.reserve(m_requested_outpoints_by_txid.size());
 66      for (const auto& [txid, _]: m_requested_outpoints_by_txid) {
 67          txids_needed.push_back(txid);
 68      }
 69      const auto cluster = mempool.GatherClusters(txids_needed);
 70      if (cluster.empty()) {
 71          // An empty cluster means that at least one of the transactions is missing from the mempool
 72          // (should not be possible given processing above) or DoS limit was hit.
 73          m_ready_to_calculate = false;
 74          return;
 75      }
 76  
 77      // Add every entry to m_entries_by_txid and m_entries, except the ones that will be replaced.
 78      for (const auto& txiter : cluster) {
 79          if (!m_to_be_replaced.count(txiter->GetTx().GetHash())) {
 80              auto [mapiter, success] = m_entries_by_txid.emplace(txiter->GetTx().GetHash(),
 81                  MiniMinerMempoolEntry{/*tx_in=*/txiter->GetSharedTx(),
 82                                        /*vsize_self=*/txiter->GetTxSize(),
 83                                        /*vsize_ancestor=*/txiter->GetSizeWithAncestors(),
 84                                        /*fee_self=*/txiter->GetModifiedFee(),
 85                                        /*fee_ancestor=*/txiter->GetModFeesWithAncestors()});
 86              m_entries.push_back(mapiter);
 87          } else {
 88              auto outpoints_it = m_requested_outpoints_by_txid.find(txiter->GetTx().GetHash());
 89              if (outpoints_it != m_requested_outpoints_by_txid.end()) {
 90                  // This UTXO is the output of a to-be-replaced transaction. Bump fee is 0; spending
 91                  // this UTXO is impossible as it will no longer exist after the replacement.
 92                  for (const auto& outpoint : outpoints_it->second) {
 93                      m_bump_fees.emplace(outpoint, 0);
 94                  }
 95                  m_requested_outpoints_by_txid.erase(outpoints_it);
 96              }
 97          }
 98      }
 99  
100      // Build the m_descendant_set_by_txid cache.
101      for (const auto& txiter : cluster) {
102          const auto& txid = txiter->GetTx().GetHash();
103          // Cache descendants for future use. Unlike the real mempool, a descendant MiniMinerMempoolEntry
104          // will not exist without its ancestor MiniMinerMempoolEntry, so these sets won't be invalidated.
105          std::vector<MockEntryMap::iterator> cached_descendants;
106          const bool remove{m_to_be_replaced.count(txid) > 0};
107          CTxMemPool::setEntries descendants;
108          mempool.CalculateDescendants(txiter, descendants);
109          Assume(descendants.count(txiter) > 0);
110          for (const auto& desc_txiter : descendants) {
111              const auto txid_desc = desc_txiter->GetTx().GetHash();
112              const bool remove_desc{m_to_be_replaced.count(txid_desc) > 0};
113              auto desc_it{m_entries_by_txid.find(txid_desc)};
114              Assume((desc_it == m_entries_by_txid.end()) == remove_desc);
115              if (remove) Assume(remove_desc);
116              // It's possible that remove=false but remove_desc=true.
117              if (!remove && !remove_desc) {
118                  cached_descendants.push_back(desc_it);
119              }
120          }
121          if (remove) {
122              Assume(cached_descendants.empty());
123          } else {
124              m_descendant_set_by_txid.emplace(txid, cached_descendants);
125          }
126      }
127  
128      // Release the mempool lock; we now have all the information we need for a subset of the entries
129      // we care about. We will solely operate on the MiniMinerMempoolEntry map from now on.
130      Assume(m_in_block.empty());
131      Assume(m_requested_outpoints_by_txid.size() <= outpoints.size());
132      SanityCheck();
133  }
134  
135  MiniMiner::MiniMiner(const std::vector<MiniMinerMempoolEntry>& manual_entries,
136                       const std::map<Txid, std::set<Txid>>& descendant_caches)
137  {
138      for (const auto& entry : manual_entries) {
139          const auto& txid = entry.GetTx().GetHash();
140          // We need to know the descendant set of every transaction.
141          if (!Assume(descendant_caches.count(txid) > 0)) {
142              m_ready_to_calculate = false;
143              return;
144          }
145          // Just forward these args onto MiniMinerMempoolEntry
146          auto [mapiter, success] = m_entries_by_txid.emplace(txid, entry);
147          // Txids must be unique; this txid shouldn't already be an entry in m_entries_by_txid
148          if (Assume(success)) m_entries.push_back(mapiter);
149      }
150      // Descendant cache is already built, but we need to translate them to m_entries_by_txid iters.
151      for (const auto& [txid, desc_txids] : descendant_caches) {
152          // Descendant cache should include at least the tx itself.
153          if (!Assume(!desc_txids.empty())) {
154              m_ready_to_calculate = false;
155              return;
156          }
157          std::vector<MockEntryMap::iterator> descendants;
158          for (const auto& desc_txid : desc_txids) {
159              auto desc_it{m_entries_by_txid.find(desc_txid)};
160              // Descendants should only include transactions with corresponding entries.
161              if (!Assume(desc_it != m_entries_by_txid.end())) {
162                  m_ready_to_calculate = false;
163                  return;
164              } else {
165                  descendants.emplace_back(desc_it);
166              }
167          }
168          m_descendant_set_by_txid.emplace(txid, descendants);
169      }
170      Assume(m_to_be_replaced.empty());
171      Assume(m_requested_outpoints_by_txid.empty());
172      Assume(m_bump_fees.empty());
173      Assume(m_inclusion_order.empty());
174      SanityCheck();
175  }
176  
177  // Compare by min(ancestor feerate, individual feerate), then iterator
178  //
179  // Under the ancestor-based mining approach, high-feerate children can pay for parents, but high-feerate
180  // parents do not incentive inclusion of their children. Therefore the mining algorithm only considers
181  // transactions for inclusion on basis of the minimum of their own feerate or their ancestor feerate.
182  struct AncestorFeerateComparator
183  {
184      template<typename I>
185      bool operator()(const I& a, const I& b) const {
186          auto min_feerate = [](const MiniMinerMempoolEntry& e) -> CFeeRate {
187              const CAmount ancestor_fee{e.GetModFeesWithAncestors()};
188              const int64_t ancestor_size{e.GetSizeWithAncestors()};
189              const CAmount tx_fee{e.GetModifiedFee()};
190              const int64_t tx_size{e.GetTxSize()};
191              // Comparing ancestor feerate with individual feerate:
192              //     ancestor_fee / ancestor_size <= tx_fee / tx_size
193              // Avoid division and possible loss of precision by
194              // multiplying both sides by the sizes:
195              return ancestor_fee * tx_size < tx_fee * ancestor_size ?
196                         CFeeRate(ancestor_fee, ancestor_size) :
197                         CFeeRate(tx_fee, tx_size);
198          };
199          CFeeRate a_feerate{min_feerate(a->second)};
200          CFeeRate b_feerate{min_feerate(b->second)};
201          if (a_feerate != b_feerate) {
202              return a_feerate > b_feerate;
203          }
204          // Use txid as tiebreaker for stable sorting
205          return a->first < b->first;
206      }
207  };
208  
209  void MiniMiner::DeleteAncestorPackage(const std::set<MockEntryMap::iterator, IteratorComparator>& ancestors)
210  {
211      Assume(ancestors.size() >= 1);
212      // "Mine" all transactions in this ancestor set.
213      for (auto& anc : ancestors) {
214          Assume(m_in_block.count(anc->first) == 0);
215          m_in_block.insert(anc->first);
216          m_total_fees += anc->second.GetModifiedFee();
217          m_total_vsize += anc->second.GetTxSize();
218          auto it = m_descendant_set_by_txid.find(anc->first);
219          // Each entry’s descendant set includes itself
220          Assume(it != m_descendant_set_by_txid.end());
221          for (auto& descendant : it->second) {
222              // If these fail, we must be double-deducting.
223              Assume(descendant->second.GetModFeesWithAncestors() >= anc->second.GetModifiedFee());
224              Assume(descendant->second.GetSizeWithAncestors() >= anc->second.GetTxSize());
225              descendant->second.UpdateAncestorState(-anc->second.GetTxSize(), -anc->second.GetModifiedFee());
226          }
227      }
228      // Delete these entries.
229      for (const auto& anc : ancestors) {
230          m_descendant_set_by_txid.erase(anc->first);
231          // The above loop should have deducted each ancestor's size and fees from each of their
232          // respective descendants exactly once.
233          Assume(anc->second.GetModFeesWithAncestors() == 0);
234          Assume(anc->second.GetSizeWithAncestors() == 0);
235          auto vec_it = std::find(m_entries.begin(), m_entries.end(), anc);
236          Assume(vec_it != m_entries.end());
237          m_entries.erase(vec_it);
238          m_entries_by_txid.erase(anc);
239      }
240  }
241  
242  void MiniMiner::SanityCheck() const
243  {
244      // m_entries, m_entries_by_txid, and m_descendant_set_by_txid all same size
245      Assume(m_entries.size() == m_entries_by_txid.size());
246      Assume(m_entries.size() == m_descendant_set_by_txid.size());
247      // Cached ancestor values should be at least as large as the transaction's own fee and size
248      Assume(std::all_of(m_entries.begin(), m_entries.end(), [](const auto& entry) {
249          return entry->second.GetSizeWithAncestors() >= entry->second.GetTxSize() &&
250                 entry->second.GetModFeesWithAncestors() >= entry->second.GetModifiedFee();}));
251      // None of the entries should be to-be-replaced transactions
252      Assume(std::all_of(m_to_be_replaced.begin(), m_to_be_replaced.end(),
253          [&](const auto& txid){return m_entries_by_txid.find(txid) == m_entries_by_txid.end();}));
254  }
255  
256  void MiniMiner::BuildMockTemplate(std::optional<CFeeRate> target_feerate)
257  {
258      const auto num_txns{m_entries_by_txid.size()};
259      uint32_t sequence_num{0};
260      while (!m_entries_by_txid.empty()) {
261          // Sort again, since transaction removal may change some m_entries' ancestor feerates.
262          std::sort(m_entries.begin(), m_entries.end(), AncestorFeerateComparator());
263  
264          // Pick highest ancestor feerate entry.
265          auto best_iter = m_entries.begin();
266          Assume(best_iter != m_entries.end());
267          const auto ancestor_package_size = (*best_iter)->second.GetSizeWithAncestors();
268          const auto ancestor_package_fee = (*best_iter)->second.GetModFeesWithAncestors();
269          // Stop here. Everything that didn't "make it into the block" has bumpfee.
270          if (target_feerate.has_value() &&
271              ancestor_package_fee < target_feerate->GetFee(ancestor_package_size)) {
272              break;
273          }
274  
275          // Calculate ancestors on the fly. This lookup should be fairly cheap, and ancestor sets
276          // change at every iteration, so this is more efficient than maintaining a cache.
277          std::set<MockEntryMap::iterator, IteratorComparator> ancestors;
278          {
279              std::set<MockEntryMap::iterator, IteratorComparator> to_process;
280              to_process.insert(*best_iter);
281              while (!to_process.empty()) {
282                  auto iter = to_process.begin();
283                  Assume(iter != to_process.end());
284                  ancestors.insert(*iter);
285                  for (const auto& input : (*iter)->second.GetTx().vin) {
286                      if (auto parent_it{m_entries_by_txid.find(input.prevout.hash)}; parent_it != m_entries_by_txid.end()) {
287                          if (ancestors.count(parent_it) == 0) {
288                              to_process.insert(parent_it);
289                          }
290                      }
291                  }
292                  to_process.erase(iter);
293              }
294          }
295          // Track the order in which transactions were selected.
296          for (const auto& ancestor : ancestors) {
297              m_inclusion_order.emplace(Txid::FromUint256(ancestor->first), sequence_num);
298          }
299          DeleteAncestorPackage(ancestors);
300          SanityCheck();
301          ++sequence_num;
302      }
303      if (!target_feerate.has_value()) {
304          Assume(m_in_block.size() == num_txns);
305      } else {
306          Assume(m_in_block.empty() || m_total_fees >= target_feerate->GetFee(m_total_vsize));
307      }
308      Assume(m_in_block.empty() || sequence_num > 0);
309      Assume(m_in_block.size() == m_inclusion_order.size());
310      // Do not try to continue building the block template with a different feerate.
311      m_ready_to_calculate = false;
312  }
313  
314  
315  std::map<Txid, uint32_t> MiniMiner::Linearize()
316  {
317      BuildMockTemplate(std::nullopt);
318      return m_inclusion_order;
319  }
320  
321  std::map<COutPoint, CAmount> MiniMiner::CalculateBumpFees(const CFeeRate& target_feerate)
322  {
323      if (!m_ready_to_calculate) return {};
324      // Build a block template until the target feerate is hit.
325      BuildMockTemplate(target_feerate);
326  
327      // Each transaction that "made it into the block" has a bumpfee of 0, i.e. they are part of an
328      // ancestor package with at least the target feerate and don't need to be bumped.
329      for (const auto& txid : m_in_block) {
330          // Not all of the block transactions were necessarily requested.
331          auto it = m_requested_outpoints_by_txid.find(txid);
332          if (it != m_requested_outpoints_by_txid.end()) {
333              for (const auto& outpoint : it->second) {
334                  m_bump_fees.emplace(outpoint, 0);
335              }
336              m_requested_outpoints_by_txid.erase(it);
337          }
338      }
339  
340      // A transactions and its ancestors will only be picked into a block when
341      // both the ancestor set feerate and the individual feerate meet the target
342      // feerate.
343      //
344      // We had to convince ourselves that after running the mini miner and
345      // picking all eligible transactions into our MockBlockTemplate, there
346      // could still be transactions remaining that have a lower individual
347      // feerate than their ancestor feerate. So here is an example:
348      //
349      //               ┌─────────────────┐
350      //               │                 │
351      //               │   Grandparent   │
352      //               │    1700 vB      │
353      //               │    1700 sats    │                    Target feerate: 10    s/vB
354      //               │       1 s/vB    │    GP Ancestor Set Feerate (ASFR):  1    s/vB
355      //               │                 │                           P1_ASFR:  9.84 s/vB
356      //               └──────▲───▲──────┘                           P2_ASFR:  2.47 s/vB
357      //                      │   │                                   C_ASFR: 10.27 s/vB
358      // ┌───────────────┐    │   │    ┌──────────────┐
359      // │               ├────┘   └────┤              │             ⇒ C_FR < TFR < C_ASFR
360      // │   Parent 1    │             │   Parent 2   │
361      // │    200 vB     │             │    200 vB    │
362      // │  17000 sats   │             │   3000 sats  │
363      // │     85 s/vB   │             │     15 s/vB  │
364      // │               │             │              │
365      // └───────────▲───┘             └───▲──────────┘
366      //             │                     │
367      //             │    ┌───────────┐    │
368      //             └────┤           ├────┘
369      //                  │   Child   │
370      //                  │  100 vB   │
371      //                  │  900 sats │
372      //                  │    9 s/vB │
373      //                  │           │
374      //                  └───────────┘
375      //
376      // We therefore calculate both the bump fee that is necessary to elevate
377      // the individual transaction to the target feerate:
378      //         target_feerate × tx_size - tx_fees
379      // and the bump fee that is necessary to bump the entire ancestor set to
380      // the target feerate:
381      //         target_feerate × ancestor_set_size - ancestor_set_fees
382      // By picking the maximum from the two, we ensure that a transaction meets
383      // both criteria.
384      for (const auto& [txid, outpoints] : m_requested_outpoints_by_txid) {
385          auto it = m_entries_by_txid.find(txid);
386          Assume(it != m_entries_by_txid.end());
387          if (it != m_entries_by_txid.end()) {
388              Assume(target_feerate.GetFee(it->second.GetSizeWithAncestors()) > std::min(it->second.GetModifiedFee(), it->second.GetModFeesWithAncestors()));
389              CAmount bump_fee_with_ancestors = target_feerate.GetFee(it->second.GetSizeWithAncestors()) - it->second.GetModFeesWithAncestors();
390              CAmount bump_fee_individual = target_feerate.GetFee(it->second.GetTxSize()) - it->second.GetModifiedFee();
391              const CAmount bump_fee{std::max(bump_fee_with_ancestors, bump_fee_individual)};
392              Assume(bump_fee >= 0);
393              for (const auto& outpoint : outpoints) {
394                  m_bump_fees.emplace(outpoint, bump_fee);
395              }
396          }
397      }
398      return m_bump_fees;
399  }
400  
401  std::optional<CAmount> MiniMiner::CalculateTotalBumpFees(const CFeeRate& target_feerate)
402  {
403      if (!m_ready_to_calculate) return std::nullopt;
404      // Build a block template until the target feerate is hit.
405      BuildMockTemplate(target_feerate);
406  
407      // All remaining ancestors that are not part of m_in_block must be bumped, but no other relatives
408      std::set<MockEntryMap::iterator, IteratorComparator> ancestors;
409      std::set<MockEntryMap::iterator, IteratorComparator> to_process;
410      for (const auto& [txid, outpoints] : m_requested_outpoints_by_txid) {
411          // Skip any ancestors that already have a miner score higher than the target feerate
412          // (already "made it" into the block)
413          if (m_in_block.count(txid)) continue;
414          auto iter = m_entries_by_txid.find(txid);
415          if (iter == m_entries_by_txid.end()) continue;
416          to_process.insert(iter);
417          ancestors.insert(iter);
418      }
419  
420      std::set<uint256> has_been_processed;
421      while (!to_process.empty()) {
422          auto iter = to_process.begin();
423          const CTransaction& tx = (*iter)->second.GetTx();
424          for (const auto& input : tx.vin) {
425              if (auto parent_it{m_entries_by_txid.find(input.prevout.hash)}; parent_it != m_entries_by_txid.end()) {
426                  if (!has_been_processed.count(input.prevout.hash)) {
427                      to_process.insert(parent_it);
428                  }
429                  ancestors.insert(parent_it);
430              }
431          }
432          has_been_processed.insert(tx.GetHash());
433          to_process.erase(iter);
434      }
435      const auto ancestor_package_size = std::accumulate(ancestors.cbegin(), ancestors.cend(), int64_t{0},
436          [](int64_t sum, const auto it) {return sum + it->second.GetTxSize();});
437      const auto ancestor_package_fee = std::accumulate(ancestors.cbegin(), ancestors.cend(), CAmount{0},
438          [](CAmount sum, const auto it) {return sum + it->second.GetModifiedFee();});
439      return target_feerate.GetFee(ancestor_package_size) - ancestor_package_fee;
440  }
441  } // namespace node